SEC Form 4/A · accession 0000315449-16-000129
UQM TECHNOLOGIES INC · UQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joshua Marc Ley
Officer — Vice President of Engineering
Period of report
Jul 9, 2016
Accepted (ET)
Jul 13, 2016 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Jul 9, 2016 | F | 0 | $0.00 | A | 10,218 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Officer is going to pay cash for the taxes due on vesting of a security. Therefore, no disposal has taken place for payment of tax liability in accordance with rule 16b-3.