SEC Form 4 · accession 0000315449-15-000071
UQM TECHNOLOGIES INC · UQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Sellinger
Director
Period of report
Sep 24, 2015
Accepted (ET)
Oct 2, 2015 · 2:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Sep 24, 2015 | A | 5,600 | $0.00 | A | 54,188 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| call options | $0.66 | Sep 24, 2015 | A | 13,125 | A | Sep 24, 2015 | Sep 23, 2025 | common stock | 13,125 | 124,143 | D |
Explanation of responses
- F1Shares granted under equity plan.