SEC Form 4 · accession 0000315449-15-000068
UQM TECHNOLOGIES INC · UQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua Marc Ley
Officer — Vice President of Engineering
Period of report
Sep 24, 2015
Accepted (ET)
Oct 2, 2015 · 2:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | holding | — | — | — | 10,218 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| call options | $0.66 | Sep 24, 2015 | A | 15,981 | A | Sep 24, 2016 | Sep 23, 2025 | common stock | 15,981 | 88,207 | D |
| call options | $0.66 | Sep 24, 2015 | A | 15,982 | A | Sep 24, 2017 | Sep 23, 2025 | common stock | 15,982 | 104,189 | D |
| call options | $0.66 | Sep 24, 2015 | A | 15,982 | A | Sep 24, 2018 | Sep 23, 2025 | common stock | 15,982 | 120,171 | D |
Explanation of responses
- F1Shares granted under equity plan.