SEC Form 4 · accession 0000315449-15-000053
UQM TECHNOLOGIES INC · UQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Sellinger
Director
Period of report
Aug 12, 2015
Accepted (ET)
Aug 14, 2015 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | holding | — | — | — | 48,588 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| call options | $2.63 | Aug 12, 2015 | J | 17,500 | D | Aug 13, 2010 | Aug 12, 2015 | common stock | 17,500 | 111,018 | D |
Explanation of responses
- F1Expiration of out-of-the-money stock options.