SEC Form 4 · accession 0000315449-15-000013
UQM TECHNOLOGIES INC · UQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua Marc Ley
Officer — Vice President of Engineering
Period of report
Apr 6, 2015
Accepted (ET)
Apr 8, 2015 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Apr 6, 2015 | M | 4,448 | $0.67 | A | 11,173 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| call options | $0.67 | Apr 6, 2015 | M | 4,448 | D | Mar 31, 2015 | Mar 31, 2015 | common stock | 4,448 | 65,697 | D |
| call options | $0.94 | Apr 6, 2015 | A | 4,654 | A | Jun 30, 2015 | Jun 30, 2015 | common stock | 4,654 | 70,351 | D |
Explanation of responses
- F1Exercise of shares under our Employee Stock Purchase Plan.