SEC Form 4 · accession 0001144204-18-053640
HURCO COMPANIES INC · HURC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Doar
Officer — Chairman & CEO · Director
Period of report
Oct 10, 2018
Accepted (ET)
Oct 12, 2018 · 3:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 10, 2018 | M | 890 | $18.13 | A | 96,173 | D | |
| Common StockF1 | Oct 10, 2018 | S | 890 | $44.3631 | D | 95,283 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $18.13 | Oct 10, 2018 | M | 890 | D | — | May 13, 2020 | Common Stock | 890 | 3,738 | D |
Explanation of responses
- F1Represents the sale of 890 shares in multiple transactions, ranging in price from $44.00 to $44.52 per share, resulting in a weighted average sale price of $44.3631. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F2Option vested in thirds on each of May 13, 2011, May 13, 2012 and May 13, 2013.