SEC Form 4 · accession 0001144204-18-031313
HURCO COMPANIES INC · HURC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janaki Sivanesan
Director
Period of report
May 25, 2018
Accepted (ET)
May 29, 2018 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 25, 2018 | M | 5,000 | $35.83 | A | 17,032 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $35.83 | May 25, 2018 | M | 5,000 | D | May 28, 2008 | May 25, 2018 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The Form 4s filed by the reporting person on March 10, 2017 and March 16, 2018 inadvertently included, in this column, 5,000 shares subject to a stock option held by the reporting person, even though those shares were derivative securities, not shares held directly. This Form 4 correctly reflects that the stock option has been exercised and the reporting person now holds those 5,000 shares directly and not as derivative securities.