SEC Form 4/A · accession 0001144204-18-018595
HURCO COMPANIES INC · HURC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Andrew Sheeley Niner
Director
Period of report
Mar 15, 2018
Accepted (ET)
Apr 2, 2018 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 19, 2018 | G | 46,500 | $0.00 | D | 172,813 | I | By Self as Director of Trustee for RTN-PSN Trust |
| Common StockF3 | Mar 15, 2018 | A | 1,302 | $0.00 | A | 9,683 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were inadvertently reported as a gift from Mr. Niner's direct holdings in the Form 4 filed on March 16, 2018 (the "Original Form 4"); however, the shares were a gift by the RTN-PSN Trust (the "Trust"), of which Mr. Niner is a director. The board of directors of the Trust has investment and voting control over shares owned by the Trust and is comprised of six members (Mr. Niner, two of his immediate family members and three non-family members), and therefore Mr. Niner may be deemed to have indirect beneficial ownership of shares owned by the Trust.
- F2The amount reported in column five of the Original Form 4 aggregated the shares owned directly and indirectly by Mr. Niner. This amount only reflects shares owned by the Trust.
- F3The amount reported in column five of the Original Form 4 aggregated the shares owned directly and indirectly by Mr. Niner. This amount only reflects shares owned directly by Mr. Niner.