SEC Form 4 · accession 0001144204-18-002400
HURCO COMPANIES INC · HURC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Volovic
Officer — President
Period of report
Jan 12, 2018
Accepted (ET)
Jan 17, 2018 · 1:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2018 | M | 2,700 | $21.45 | A | 38,839 | D | |
| Common StockF1 | Jan 12, 2018 | S | 2,700 | $47.9367 | D | 36,139 | D | |
| Common Stock | Jan 16, 2018 | M | 5,415 | $21.45 | A | 41,554 | D | |
| Common StockF2 | Jan 16, 2018 | S | 1,287 | $47.3482 | D | 40,267 | D | |
| Common StockF3 | Jan 16, 2018 | S | 4,128 | $48.3292 | D | 36,139 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $21.45 | Jan 12, 2018 | M | 2,700 | D | — | Dec 14, 2021 | Common Stock | 2,700 | 5,564 | D |
| Stock Option (right to buy)F4 | $21.45 | Jan 16, 2018 | M | 5,415 | D | — | Dec 14, 2021 | Common Stock | 5,415 | 149 | D |
Explanation of responses
- F1Represents the sale of 2,700 shares in multiple transactions, ranging in price from $47.75 to $48.0619 per share, resulting in a weighted average sale price of $47.9367. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F2Represents the sale of 1,287 shares in multiple transactions, ranging in price from $47.00 to $47.95 per share, resulting in a weighted average sale price of $47.3482. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F3Represents the sale of 4,128 shares in multiple transactions, ranging in price from $48.05 to $48.95 per share, resulting in a weighted average sale price of $48.3292. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F4Options vested in thirds on each of December 14, 2012, December 14, 2013 and December 14, 2014.