SEC Form 4 · accession 0001144204-17-050071
HURCO COMPANIES INC · HURC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Doar
Officer — Chairman & CEO · Director
Period of report
Sep 27, 2017
Accepted (ET)
Sep 27, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 27, 2017 | M | 7,000 | $14.82 | A | 101,277 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $14.82 | Sep 27, 2017 | M | 7,000 | D | — | Dec 18, 2019 | Common Stock | 7,000 | 8,000 | D |
Explanation of responses
- F1These stock options vested and became exercisable over a three-year period, with one-third (1/3) of the total 15,000 options granted exercisable on each of 12/18/10, 12/18/11 and 12/18/12.