SEC Form 4 · accession 0001144204-17-049812

HURCO COMPANIES INC · HURC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President

Period of report

Sep 25, 2017

Accepted (ET)

Sep 26, 2017 · 6:59 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000315374

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Sep 25, 2017	M	6,000	$14.82	A	34,183	D
Common Stock	Sep 25, 2017	M	4,000	$18.13	A	38,183	D
Common Stock	Sep 25, 2017	S	1,275	$38.60	D	36,908	D
Common Stock	Sep 25, 2017	S	525	$38.65	D	36,383	D
Common Stock	Sep 25, 2017	S	343	$38.70	D	36,040	D
Common Stock	Sep 25, 2017	S	300	$38.75	D	35,740	D
Common Stock	Sep 25, 2017	S	748	$38.80	D	34,992	D
Common Stock	Sep 25, 2017	S	1,047	$38.85	D	33,945	D
Common Stock	Sep 25, 2017	S	700	$38.90	D	33,245	D
Common Stock	Sep 25, 2017	S	215	$38.95	D	33,030	D
Common Stock	Sep 25, 2017	S	199	$39.00	D	32,831	D
Common Stock	Sep 25, 2017	S	10	$39.05	D	32,821	D
Common Stock	Sep 25, 2017	S	100	$39.10	D	32,721	D
Common Stock	Sep 25, 2017	S	95	$39.15	D	32,626	D
Common Stock	Sep 25, 2017	S	5	$39.20	D	32,621	D
Common Stock	Sep 25, 2017	S	150	$39.25	D	32,471	D
Common Stock	Sep 25, 2017	S	350	$39.30	D	32,121	D
Common Stock	Sep 25, 2017	S	100	$39.35	D	32,021	D
Common Stock	Sep 25, 2017	S	200	$39.40	D	31,821	D
Common Stock	Sep 25, 2017	S	603	$39.50	D	31,218	D
Common Stock	Sep 25, 2017	S	150	$39.55	D	31,068	D
Common Stock	Sep 25, 2017	S	200	$39.65	D	30,868	D
Common Stock	Sep 25, 2017	S	147	$39.70	D	30,721	D
Common Stock	Sep 25, 2017	S	1,600	$39.75	D	29,121	D
Common Stock	Sep 25, 2017	S	100	$39.80	D	29,021	D
Common Stock	Sep 25, 2017	S	838	$39.85	D	28,183	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F1	$14.82	Sep 25, 2017	M	6,000	D	—	Dec 18, 2019	Common Stock	6,000	0	D
Stock Option (right to buy)^F2	$18.13	Sep 25, 2017	M	4,000	D	—	May 13, 2020	Common Stock	4,000	0	D

F1These stock options vested and became exercisable over a three-year period, with one-third (1/3) of the total 6,000 options granted exercisable on each of 12/18/10, 12/18/11 and 12/18/12.
F2These stock options vested and became exercisable over a three-year period, with one-third (1/3) of the total 4,000 options granted exercisable on each of 5/13/11, 5/13/12 and 5/13/13.