SEC Form 4/A · accession 0001144204-16-139788
HURCO COMPANIES INC · HURC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Andrew Sheeley Niner
Director
Period of report
Mar 10, 2016
Accepted (ET)
Dec 15, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 219,313 | I | By Self as Director of Trustee for RTN-PSN Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were omitted from Mr. Niner's Form 4 filed on March 11, 2016 (the "Original Form 4"), which was the first Form 4 he filed following his appointment to the board of directors (the "Board") of the trustee administering a trust that directly owned and owns such shares. The Board has investment and voting control over such shares and is comprised of six members (Mr. Niner, two of his immediate family members and three non-family members), and therefore Mr. Niner may be deemed to have indirect beneficial ownership of these shares. Except as amended hereby to include these shares, no other changes to the Original Form 4 are being made.