SEC Form 4 · accession 0001209191-19-011403

Aon plc · AON

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Peter M Lieb

Officer — General Counsel

Period of report

Aug 8, 2018

Accepted (ET)

Feb 19, 2019 · 9:32 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000315293

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Ordinary Stock^F1	Aug 8, 2018	G	350	$0.00	D	15,686	D
Class A Ordinary Stock^F2,F3	Feb 14, 2019	A	26,405	—	A	42,152	D
Class A Ordinary Stock	Feb 14, 2019	F	11,709	$169.62	D	30,443	D
Class A Ordinary Stock^F5	Feb 15, 2019	M	641	—	A	31,084	D
Class A Ordinary Stock	Feb 15, 2019	F	269	$171.97	D	30,815	D
Class A Ordinary Stock^F5	Feb 15, 2019	M	846	—	A	31,661	D
Class A Ordinary Stock	Feb 15, 2019	F	355	$171.97	D	31,306	D
Class A Ordinary Stock^F5	Feb 15, 2019	M	1,049	—	A	32,355	D
Class A Ordinary Stock	Feb 15, 2019	F	441	$171.97	D	31,914	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restrictive Share Unit (Right to Receive)^F6,F7	—	Feb 14, 2019	A	1,754	A	—	Feb 14, 2022	Class A Ordinary Shares	1,754	1,754	D
Restricted Share Unit (Right to Receive)^F6,F8	—	Feb 15, 2019	M	1,049	D	—	Feb 18, 2019	Class A Ordinary Shares	1,049	0	D
Restricted Share Unit (Right to Receive)^F6,F9	—	Feb 15, 2019	M	846	D	—	Feb 16, 2020	Class A Ordinary Shares	846	846	D
Restricted Share Unit (Right to Receive)^F6,F10	—	Feb 15, 2019	M	641	D	—	Feb 15, 2021	Class A Ordinary Shares	1,284	1,284	D

Explanation of responses

F1Includes shares acquired under the Aon employee stock purchase plan on June 29, 2018.
F10A restricted share unit award was granted on February 15, 2018 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.
F2Represents Class A Ordinary Shares upon the settlement of performance share unit awards originally granted approximately three years ago under the eleventh cycle of the Company's Leadership Performance Program. The number of shares issued was determined by the Organization and Compensation Committee of the Board of Directors on February 14, 2019, based on the Company's performance for the period from January 1, 2016 to December 31, 2018.
F3Includes shares acquired under the Aon employee stock purchase plan on December 31, 2018.
F4Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.
F5Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
F6The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F7The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the award vests on each of the first through third anniversary of the date of the grant.
F8A restricted share unit award was granted on February 18, 2016 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.
F9A restricted share unit award was granted on February 16, 2017 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.