SEC Form 4 · accession 0001209191-18-012541
Aon plc · AON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory C Case
Officer — Chief Executive Officer · Director
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary StockF1 | Feb 20, 2018 | M | 3,488 | — | A | 524,858 | D | |
| Class A Ordinary Stock | Feb 20, 2018 | F | 1,480 | $140.72 | D | 523,378 | D | |
| Class A Ordinary Stock | holding | — | — | — | 149,604 | I | By GRAT | |
| Class A Ordinary Stock | holding | — | — | — | 348,696 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Unit (Right to Recieve)F3,F4 | — | Feb 20, 2018 | M | 3,488 | D | — | Feb 20, 2018 | Class A Ordinary Shares | 3,488 | 0 | D |
Explanation of responses
- F1Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
- F2Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.
- F3The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
- F4A restricted share unit award was granted on February 20, 2015 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.