SEC Form 4 · accession 0001209191-18-011717
Aon plc · AON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony R Goland
Officer — Chief Human Resources Officer
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 8:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary StockF1 | Feb 16, 2018 | M | 432 | — | A | 2,106 | D | |
| Class A Ordinary Stock | Feb 16, 2018 | F | 182 | $140.86 | D | 1,924 | D | |
| Class A Ordinary StockF1 | Feb 16, 2018 | M | 795 | — | A | 2,719 | D | |
| Class A Ordinary Stock | Feb 16, 2018 | F | 334 | $140.86 | D | 2,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Unit (Right to Receive)F3,F4 | — | Feb 15, 2018 | A | 1,900 | A | — | Feb 15, 2021 | Class A Ordinary Shares | 1,900 | 1,900 | D |
| Restricted Share Unit (Right to Receive)F3,F5 | — | Feb 16, 2018 | M | 432 | D | — | Feb 18, 2019 | Class A Ordinary Shares | 432 | 432 | D |
| Restricted Share Unit (Right to Receive)F3,F6 | — | Feb 16, 2018 | M | 795 | D | — | Feb 16, 2020 | Class A Ordinary Shares | 795 | 1,592 | D |
Explanation of responses
- F1Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
- F2Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.
- F3The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
- F4The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the award vests on each of the first through third anniversary of the date of the grant.
- F5A restricted share unit award was granted on February 18, 2016 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third aniversary of the date of grant.
- F6A restricted share unit award was granted on February 16, 2017 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third aniversary of the date of grant.