SEC Form 4 · accession 0001179110-17-012144
Aon plc · AON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J O'Connor
Officer — Chief Executive Officer, ARS
Period of report
Sep 6, 2017
Accepted (ET)
Sep 8, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Sep 6, 2017 | M | 10,000 | $41.805 | A | 123,805 | D | |
| Class A Ordinary SharesF2 | Sep 6, 2017 | S | 10,000 | $140.28 | D | 113,805 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F3 | $41.805 | Sep 6, 2017 | M | 10,000 | D | — | Feb 28, 2018 | Class A Ordinary Shares | 10,000 | 22,824 | D |
Explanation of responses
- F1The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1.
- F2The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $140.10 to 140.68, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
- F3The options became exercisable in three equal annual instalments. All options are exercisable.
- F4Stock option granted pursuant to Aon Stock Incentive Plan.