SEC Form 4 · accession 0001179110-17-003062
Aon plc · AON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christa Davies
Officer — EVP and CFO
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Feb 21, 2017 | M | 93,466 | $45.895 | A | 325,153 | D | |
| Class A Ordinary SharesF2 | Feb 21, 2017 | S | 75,367 | $115.71 | D | 249,786 | D | |
| Class A Ordinary SharesF3 | Feb 21, 2017 | S | 17,899 | $116.46 | D | 231,887 | D | |
| Class A Ordinary Shares | Feb 21, 2017 | S | 200 | $117.67 | D | 231,687 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5,F4 | $45.895 | Feb 21, 2017 | M | 93,466 | D | — | Nov 12, 2017 | Class A Ordinary Shares | 93,466 | 0 | D |
Explanation of responses
- F1The transaction was effected pursuant to a trading plan meeting the requirements of Rule 10b5-1.
- F2The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $115.22 to 116.20, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
- F3The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $116.22 to $116.92, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
- F4Vesting occurred in accordance with the terms of Aon Stock Incentive Plan as follows: one-third of the options vested on each of the second through fourth anniversary of the date of the grant.
- F5Stock option granted pursuant to Aon Stock Incentive Plan.