SEC Form 4 · accession 0001179110-17-002853
Aon plc · AON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Bruno
Officer — Executive Vice President, CIO
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 8:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Feb 17, 2017 | M | 873 | — | A | 13,762 | D | |
| Class A Ordinary Shares | Feb 17, 2017 | F | 326 | $117.53 | D | 13,436 | D | |
| Class A Ordinary SharesF1 | Feb 17, 2017 | M | 1,048 | — | A | 14,484 | D | |
| Class A Ordinary Shares | Feb 17, 2017 | F | 401 | $117.53 | D | 14,083 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Unit (Right to Receive)F3,F4 | — | Feb 16, 2017 | A | 2,537 | A | Feb 16, 2018 | Feb 16, 2020 | Class A Ordinary Shares | 2,537 | 2,537 | D |
| Restricted Shares Unit (Right to Receive)F3,F5 | — | Feb 17, 2017 | M | 873 | D | Feb 19, 2017 | Feb 19, 2018 | Class A Ordinary Shares | 873 | 873 | D |
| Restricted Share Unit (Right to Receive)F3,F6 | — | Feb 17, 2017 | M | 1,048 | D | Feb 18, 2017 | Feb 18, 2019 | Class A Ordinary Shares | 1,048 | 2,098 | D |
Explanation of responses
- F1Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
- F2Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award.
- F3The restricted share unit award converts to Class A Ordinary Shares on 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
- F4The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant.
- F5A restricted share unit award was granted on February 19, 2015 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant.
- F6A restricted share unit award was granted on February 18, 2016 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of the grant.