SEC Form 4 · accession 0001179110-17-002462
Aon plc · AON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M Lieb
Officer — EVP & General Counsel
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Dec 19, 2016 | G | 435 | $0.00 | D | 25,757 | D | |
| Class A Ordinary SharesF1 | Feb 13, 2017 | M | 1,107 | — | A | 26,944 | D | |
| Class A Ordinary Shares | Feb 13, 2017 | F | 480 | $115.87 | D | 26,464 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF3,F4 | — | Feb 13, 2017 | M | 1,107 | D | Feb 13, 2017 | — | Class A Ordinary Shares | 1,107 | 0 | D |
Explanation of responses
- F1Class A Ordinary Shares acquired upon the vesting of the restricted share unit award.
- F2Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award.
- F3The restricted share unit award converts to Class A Ordinary Shares on 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
- F4The restricted share unit award was granted on February 13, 2014 and vests in accordance with the terms of the Aon Stock Incentive Plan as follow: 33 1/3% of the award vest on each of the first through third anniversaries of the date of grant