SEC Form 4 · accession 0001179110-16-029333
Aon plc · AON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony R Goland
Officer — EVP and CHRO
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Sep 1, 2016 | M | 1,108 | — | A | 1,108 | D | |
| Class A Ordinary Shares | Sep 1, 2016 | F | 337 | $111.35 | D | 771 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (Right to Receive)F3,F4 | — | Sep 1, 2016 | M | 1,108 | D | — | Sep 1, 2020 | Class A Ordinary Shares | 1,108 | 4,430 | D |
Explanation of responses
- F1Class A Ordinary Shares acquired on the vesting of a restricted stock unit.
- F2Class A Ordinary Shares withheld by issuer for the payment of withholding taxes in connection with the vesting.
- F3The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
- F4The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 20% of the award vests on each of the first through fifth anniversaries of the date of the grant.