SEC Form 4 · accession 0001179110-16-022134
Aon plc · AON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M Lieb
Officer — EVP & General Counsel
Period of report
Mar 21, 2016
Accepted (ET)
Mar 23, 2016 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Mar 21, 2016 | M | 25,000 | $37.93 | A | 51,094 | D | |
| Class A Ordinary SharesF2 | Mar 21, 2016 | S | 25,000 | $101.237 | D | 26,094 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Emplyee Stock Option (Right to Buy)F4,F3 | $37.93 | Mar 21, 2016 | M | 25,000 | D | — | Jul 15, 2019 | Class A Ordinary Shares | 25,000 | 0 | D |
Explanation of responses
- F1The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $100.930 to $101.590, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Vesting occurred in accordance with the terms of Aon Stock Incentive Plan as follows: one-third of the options vested on each of the third through fifth anniversaries of the date of grant.
- F4Stock option granted pursuant to Aon Stock Incentive Plan.