SEC Form 4 · accession 0001179110-15-014549
Aon plc · AON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory C Case
Officer — President & CEO · Director
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF2 | Nov 3, 2015 | S | 28,673 | $95.033 | D | 1,376,136 | D | |
| Class A Ordinary SharesF3 | Nov 4, 2015 | S | 11,902 | $95.02 | D | 1,364,234 | D | |
| Class A Ordinary SharesF4 | Nov 5, 2015 | S | 57,600 | $95.001 | D | 1,306,634 | D | |
| Class A Ordinary Shares | holding | — | — | — | 176,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported were effected pursuant to a trading plan adopted in August 2015 which meets the requirements of SEC Rule 10b5-1.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $95.00 to $95.115, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $95.00 to $95.08, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $95.00 to $95.02, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.