SEC Form 4 · accession 0001179110-15-008115
Aon plc · AON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P McGill
Officer — Chairman/CEO - ARS
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary ShareF1 | May 15, 2015 | M | 27,500 | — | A | 256,776 | D | |
| Class A Ordinary Shares | May 15, 2015 | F | 11,751 | $99.55 | D | 245,025 | D | |
| Class A Ordinary Shares | holding | — | — | — | 150,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Unit (Right to Receive)F3,F4 | — | May 15, 2015 | M | 27,500 | D | May 15, 2006 | May 15, 2015 | Class A Ordinary Shares | 27,500 | 0 | D |
Explanation of responses
- F1Class A Ordinary Shares acquired upon the vesting of a restricted stock unit award.
- F2Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the settlement of a restricted share unit award.
- F3The restricted stock unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.
- F4The restricted stock unit award vested in accordance with the terms of the Aon Stock Incentive Plan as follows: 20% of the award vested on each of the third and tenth anniversaries of the date of grant, and 10% of the awards vested on each of the fourth through ninth anniversaries of the date of grant.