SEC Form 4 · accession 0001179110-15-005311
Aon plc · AON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christa Davies
Officer — EVP and CFO
Period of report
Mar 18, 2015
Accepted (ET)
Mar 20, 2015 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Mar 18, 2015 | M | 23,155 | $38.93 | A | 235,234 | D | |
| Class A Ordinary SharesF2 | Mar 18, 2019 | S | 23,155 | $97.942 | D | 212,079 | D | |
| Class A Ordinary Shares | Mar 19, 2015 | M | 11,523 | $38.93 | A | 223,602 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F3 | $38.93 | Mar 18, 2015 | M | 23,155 | D | — | Mar 19, 2015 | Class A Ordinary Shares | 23,155 | 11,523 | D |
| Employee Stock Option (Right to Buy)F4,F3 | $38.93 | Mar 19, 2015 | M | 11,523 | D | — | Mar 19, 2015 | Class A Ordinary Shares | 11,523 | 0 | D |
Explanation of responses
- F1The reporting person entered into the trading plan to exercise options otherwise scheduled to expire in March 2015 with the sale of shares intended to be limited to only those necessary to cover exercise price and applicable taxes.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $97.370 to $98.100, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Vesting occurred in accordance with the terms of Aon Stock Incentive Plan as follows: one-third of the options vested on each of the first through third anniversaries of the date of grant.
- F4Stock option granted pursuant to Aon Stock Incentive Plan.