SEC Form 4 · accession 0001179110-15-002658
Aon plc · AON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M Lieb
Officer — EVP & General Counsel
Period of report
Feb 13, 2015
Accepted (ET)
Feb 17, 2015 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315293
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1,F2 | Feb 13, 2015 | M | 1,107 | — | A | 36,115 | D | |
| Class A Ordinary Shares | Feb 13, 2015 | F | 319 | $100.56 | D | 35,796 | D | |
| Class A Ordinary SharesF1 | Feb 14, 2015 | M | 1,425 | — | A | 37,221 | D | |
| Class A Ordinary Shares | Feb 14, 2015 | F | 410 | $100.56 | D | 36,811 | D | |
| Class A Ordinary SharesF1 | Feb 16, 2015 | M | 1,532 | — | A | 38,343 | D | |
| Class A Ordinary Shares | Feb 16, 2015 | F | 441 | $100.56 | D | 37,902 | D | |
| Class A Ordinary Shares | Feb 17, 2015 | S | 2,894 | $100.30 | D | 35,008 | D | |
| Class A Ordinary Shares | Jan 2, 2015 | G | 300 | $0.00 | D | 34,708 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Unit (Right to Receive)F5,F6 | — | Feb 13, 2015 | M | 1,107 | D | Feb 13, 2015 | Feb 13, 2017 | Class A Ordinary Shares | 1,107 | 2,214 | D |
| Restricted Share Unit (Right to Receive)F5,F6 | — | Feb 14, 2015 | M | 1,425 | D | Feb 14, 2014 | Feb 14, 2016 | Class A Ordinary Shares | 1,425 | 1,425 | D |
| Restricted Share Unit (Right to Receive)F5,F6 | — | Feb 16, 2015 | M | 1,532 | D | Feb 16, 2013 | Feb 16, 2015 | Class A Ordinary Shares | 1,532 | 0 | D |
Explanation of responses
- F1Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
- F2Includes 97.175 shares acquired under the Aon employee stock purchase plan.
- F3Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award.
- F4The transaction reported was effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1.
- F5The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
- F6The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of grant.