SEC Form 4 · accession 0000315189-18-000032
DEERE & CO · DE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rajesh Kalathur
Officer — Senior VP, CFO & CIO
Period of report
Dec 9, 2018
Accepted (ET)
Dec 11, 2018 · 12:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $1 Par Common StockF1 | Dec 9, 2018 | A | 15,768 | $0.00 | A | 51,925 | D | |
| $1 Par Common StockF2,F3 | Dec 9, 2018 | F | 9,384 | $147.26 | D | 42,541 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return and growth rate of revenues.
- F2Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.
- F3Includes 7,089 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.