SEC Form 4 · accession 0000315189-17-000050
DEERE & CO · DE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Markwart von Pentz
Officer — Pres.Ag&TurfDiv.Eur.,Asia,Afr.
Period of report
Dec 10, 2017
Accepted (ET)
Dec 12, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $1 Par Common StockF1 | Dec 10, 2017 | A | 6,440 | $0.00 | A | 48,466 | D | |
| $1 Par Common StockF2,F3 | Dec 10, 2017 | F | 5,336 | $151.58 | D | 43,130 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return.
- F2Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.
- F3Includes 8,641 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.