SEC Form 4 · accession 0000315189-17-000045
DEERE & CO · DE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel R Allen
Officer — Chairman & CEO
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $1 Par Common StockF1 | Dec 8, 2017 | F | 897 | $151.58 | D | 269,891 | D | |
| $1 Par Common StockF2 | Dec 10, 2017 | A | 34,472 | $0.00 | A | 304,363 | D | |
| $1 Par Common StockF3,F4 | Dec 10, 2017 | F | 26,859 | $151.58 | D | 277,504 | D | |
| $1 Par Common Stock | holding | — | — | — | 47,203 | I | By LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Exempt withholding of shares to satisfy tax withholding obligations upon vesting of restricted stock units.
- F2Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return.
- F3Exempt withholding of shares to satisfy withholding obligations upon settlement of performance stock units and restricted stock units for unrestricted shares.
- F4Includes 119,082 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.