SEC Form 4 · accession 0000315189-17-000026
DEERE & CO · DE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory J Reed
Officer — Pres., John Deere Financial
Period of report
May 25, 2017
Accepted (ET)
May 25, 2017 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $1 Par Common StockF1 | May 25, 2017 | M | 5,601 | $87.46 | A | 10,568 | D | |
| $1 Par Common StockF1,F2 | May 25, 2017 | S | 5,601 | $123.00 | D | 4,967 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Market Priced OptionsF1,F3,F4 | $87.46 | May 25, 2017 | M | 5,601 | D | — | Dec 11, 2023 | Common Stock | 5,601 | 0 | D |
Explanation of responses
- F1Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on December 2, 2016.
- F2Includes 3,609 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
- F3All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
- F4The options became exercisable in three approximately equal tranches on December 11, 2014, 2015, and 2016.