SEC Form 4 · accession 0000315189-17-000003
DEERE & CO · DE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dipak C Jain
Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 10:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315189
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F1,F2 | $0.00 | Dec 30, 2016 | A | 291 | A | — | — | Common Stock | 291 | 8,490 | D |
Explanation of responses
- F1The security converts to common stock on a one-for-one basis.
- F2The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.
- F3The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 13,234 restricted $1 par common shares of the Issuer and 14,724 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan.