SEC Form 4 · accession 0000315189-16-000140
DEERE & CO · DE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M. Field
Officer — Pres. Ag & Turf Division
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 1:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $1 Par Common StockF1,F2 | Dec 14, 2016 | F | 2,636 | $100.55 | D | 69,362 | D | |
| $1 Par Common Stock | holding | — | — | — | 2,567 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares.
- F2Includes 38,839 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.