SEC Form 4 · accession 0000315189-16-000123
DEERE & CO · DE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Max A Guinn
Officer — President, WW C&F, Lbr Rltns
Period of report
Dec 11, 2016
Accepted (ET)
Dec 13, 2016 · 3:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $1 Par Common StockF1 | Dec 11, 2016 | A | 2,436 | $0.00 | A | 47,551 | D | |
| $1 Par Common StockF2 | Dec 11, 2016 | F | 1,168 | $103.62 | D | 46,383 | D | |
| $1 Par Common StockF3,F4 | Dec 11, 2016 | F | 2,179 | $103.62 | D | 44,204 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return.
- F2Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares.
- F3Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares.
- F4Includes 25,319 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations.