SEC Form 4 · accession 0000315189-16-000119
DEERE & CO · DE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc A Howze
Officer — Sr VP & Chief Admin Officer
Period of report
Nov 30, 2016
Accepted (ET)
Dec 6, 2016 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $1 Par Common StockF1 | Nov 30, 2016 | S | 4,960 | $145.21 | D | 0 | I | By 401(k) Plan |
| $1 Par Common StockF2 | holding | — | — | — | 1,306 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Intra-plan transfer out of units in the company stock fund of the Deere & Company 401(k) Savings and Investment Plan. The information provided by the trustee is as of November 30, 2016 when the per unit value was $145.21.
- F2Includes 1,306 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and to be settled solely in shares.