SEC Form 4 · accession 0000315189-16-000107
DEERE & CO · DE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory R Page
Director
Period of report
Jul 26, 2016
Accepted (ET)
Oct 3, 2016 · 12:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $1 Par Common StockF1 | Jul 26, 2016 | G | 2,650 | $0.00 | D | 6,276 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF4,F2,F3 | $0.00 | Sep 30, 2016 | A | 395 | A | — | — | Common Stock | 395 | 3,467 | D |
Explanation of responses
- F1Includes 5,176 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.
- F2The security converts to common stock on a one-for-one basis.
- F3The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.
- F4The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting.