SEC Form 4 · accession 0000315189-16-000072
DEERE & CO · DE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vance D Coffman
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 4, 2016 · 2:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315189
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F1,F2 | $0.00 | Dec 31, 2015 | A | 459 | A | — | — | Common Stock | 459 | 23,559 | D |
Explanation of responses
- F1The security converts to common stock on a one-for-one basis.
- F2The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan are to be settled solely in cash beginning in the calendar year following the reporting person's separation from service with the Issuer.
- F3The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. The reporting person also directly beneficially owns 6,532 restricted $1 par common shares of the Issuer and 13,245 restricted stock units all acquired under the Issuer's Nonemployee Director Stock Ownership Plan.