SEC Form 4 · accession 0000315189-15-000039
DEERE & CO · DE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Max A Guinn
Officer — President, WW C&F, Lbr Rltns
Period of report
Jun 30, 2015
Accepted (ET)
Jun 30, 2015 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $1 Par Common StockF1 | Jun 30, 2015 | M | 14,374 | $39.665 | A | 56,962 | D | |
| $1 Par Common StockF1,F2 | Jun 30, 2015 | S | 14,374 | $97.32 | A | 42,588 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Market Priced OptionsF1,F3,F4 | $39.665 | Jun 30, 2015 | M | 14,374 | D | — | Dec 17, 2018 | Common Stock | 14,374 | 0 | D |
Explanation of responses
- F1Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 28, 2015.
- F2Includes 30,433 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
- F3All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
- F4The options became exercisable in two installments on December 17, 2010 and 2011.