SEC Form 4 · accession 0001209191-16-148841
PANHANDLE OIL & GAS INC · PHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Blanchard Jr.
Officer — Sr. VP/Chief Operating Officer
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Panhandle Class A CommonF1,F2 | Nov 4, 2016 | J | 1,207 | $17.45 | A | 219,607 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount represents Panhandle's annual contribution to its Panhandle Oil and Gas ESOP and 401(k) Plan, a tax qualified plan.
- F2Total number of shares includes restricted shares with vesting based on performance criteria.