SEC Form 4 · accession 0001105838-17-000003
PANHANDLE OIL & GAS INC · PHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Robotti
Director
Period of report
Dec 26, 2017
Accepted (ET)
Dec 28, 2017 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $0.0166 par valueF1,F3 | Dec 26, 2017 | S | 682 | $21.70 | D | 696,115 | I | See Footnote |
| Class A Common Stock, $0.0166 par valueF2,F3 | Dec 27, 2017 | S | 1,400 | $21.70 | D | 694,715 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount includes 29,480 shares of Common Stock directly beneficially owned by Robotti & Company, Incorporated ("ROBT"), 389,592 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 237,280 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 36,000 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 3,763 shares of the Common Stock, of which 371 shares are restricted stock, directly beneficially owned by Robert Robotti.
- F2This amount includes 29,480 shares of Common Stock directly beneficially owned by ROBT, 388,192 shares of the Common Stock directly beneficially owned by RIC, 237,280 shares of the Common Stock directly beneficially owned RI, 36,000 shares of the Common Stock directly beneficially owned by Su Robotti, and 3,763 shares of the Common Stock, of which 371 shares are restricted stock, directly beneficially owned by Robert Robotti.
- F3Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his proportionate ownership of ROBT and Robotti & Company, as a managing member of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.