SEC Form 4 · accession 0001105838-16-000005
PANHANDLE OIL & GAS INC · PHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert Robotti
Director
Period of report
Jun 22, 2016
Accepted (ET)
Jun 24, 2016 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $0.0166 par valueF1,F5 | Jun 22, 2016 | S | 1,700 | $16.1678 | D | 723,536 | I | See Footnote |
| Class A Common Stock, $0.0166 par valueF2,F5 | Jun 23, 2016 | S | 4,600 | $16.1121 | D | 718,936 | I | See Footnote |
| Class A Common Stock, $0.0166 par valueF3,F5 | Jun 24, 2016 | S | 1,700 | $16.0316 | D | 717,236 | I | See Footnote |
| Class A Common Stock, $0.0166 par valueF4,F5 | Jun 24, 2016 | S | 2,000 | $16.0316 | D | 715,236 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount includes 35,780 shares of Common Stock directly beneficially owned by Robotti & Company, Incorporated ("ROBT"), 2,000 shares of the Common Stock directly beneficially owned by Robotti & Company, LLC ("Robotti & Company"), 390,274 shares of the Common Stock directly beneficially owned by The Ravenswood Investment Company, LP ("RIC"), 237,280 shares of the Common Stock directly beneficially owned by Ravenswood Investments III, L.P. ("RI"), 36,000 shares of the Common Stock directly beneficially owned by Suzanne Robotti ("Su Robotti"), wife of Robert Robotti, and 22,202 shares of the Common Stock, of which 1,624 shares are restricted stock directly beneficially owned by Robert Robotti.
- F2This amount includes 31,180 shares of Common Stock directly beneficially owned by ROBT, 2,000 shares of the Common Stock directly beneficially owned by Robotti & Company, 390,274 shares of the Common Stock directly beneficially owned by RIC, 237,280 shares of the Common Stock directly beneficially owned by RI, 36,000 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 22,202 shares of the Common Stock, of which 1,624 shares are restricted stock directly beneficially owned by Robert Robotti.
- F3This amount includes 29,480 shares of Common Stock directly beneficially owned by ROBT, 2,000 shares of the Common Stock directly beneficially owned by Robotti & Company, 390,274 shares of the Common Stock directly beneficially owned by RIC, 237,280 shares of the Common Stock directly beneficially owned by RI, 36,000 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 22,202 shares of the Common Stock, of which 1,624 shares are restricted stock directly beneficially owned by Robert Robotti.
- F4This amount includes 29,480 shares of Common Stock directly beneficially owned by ROBT, 390,274 shares of the Common Stock directly beneficially owned by RIC, 237,280 shares of the Common Stock directly beneficially owned by RI, 36,000 shares of the Common Stock directly beneficially owned by Su Robotti, wife of Robert Robotti, and 22,202 shares of the Common Stock, of which 1,624 shares are restricted stock directly beneficially owned by Robert Robotti.
- F5Mr. Robotti may be deemed to beneficially own (solely for the purpose of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ("Exchange Act")) certain of the shares of Common Stock set forth in this Form 4 through his proportionate ownership of ROBT and Robotti & Company, as a managing member of Ravenswood Management Company, LLC, which serves as the general partner of RIC and RI, and through his marriage to Su Robotti. Mr. Robotti disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.