SEC Form 4 · accession 0001182489-18-000348

ECOLAB INC. · ECL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & Pres - Energy Services

Period of report

Aug 31, 2018

Accepted (ET)

Sep 5, 2018 · 4:46 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000031462

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Aug 31, 2018	M	8,300	$35.63	A	18,641	D
Common Stock	Aug 31, 2018	M	3,500	$45.665	A	22,141	D
Common Stock^F1	Aug 31, 2018	S	11,800	$150.254	D	10,341	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F2	$35.63	Aug 31, 2018	M	8,300	D	Dec 3, 2009	Dec 3, 2018	Common Stock	8,300	0	D
Employee Stock Option (Right to Buy)^F2	$45.665	Aug 31, 2018	M	3,500	D	Dec 2, 2010	Dec 2, 2019	Common Stock	3,500	0	D

F1This transaction was executed in multiple trades at prices ranging from $149.78 to $150.90, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.