SEC Form 4 · accession 0001179110-19-003636
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victoria Reich
Director
Period of report
Mar 7, 2019
Accepted (ET)
Mar 8, 2019 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2019 | M | 4,200 | $51.735 | A | 23,467 | D | |
| Common Stock | Mar 7, 2019 | S | 4,200 | $170.074 | D | 19,267 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (Right to Buy)F1 | $51.735 | Mar 7, 2019 | M | 4,200 | D | Aug 5, 2011 | May 5, 2021 | Common Stock | 4,200 | 0 | D |
Explanation of responses
- F1The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the "Date Exercisable" column represents the first vesting date.