SEC Form 4 · accession 0001179110-19-002356
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M Baker Jr.
Officer — Chairman and CEO · Director
Period of report
Feb 21, 2019
Accepted (ET)
Feb 22, 2019 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2019 | A | 38,068 | $0.00 | A | 556,060 | D | |
| Common Stock | holding | — | — | — | 7,050 | I | By Wife | |
| Common Stock | holding | — | — | — | 72,850 | I | By Julie M. Baker 2012 Irrevocable Trust | |
| Common Stock | holding | — | — | — | 72,500 | I | By Douglas M. Baker, Jr. 2012 Irrevocable Trust | |
| Common StockF1 | holding | — | — | — | 5,600 | I | By Ecolab Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2019. Includes 16.921 UNITS acquired since the reporting person's last report. (The 5,599.593 UNITS are the equivalent of approximately 10,287 SHARES of the issuer's Common Stock.)