SEC Form 4 · accession 0001179110-18-013603
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth A Simermeyer
Officer — EVP - Global MarCom & Life Sci
Period of report
Dec 4, 2018
Accepted (ET)
Dec 7, 2018 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 3,939 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $158.515 | Dec 4, 2018 | A | 9,500 | A | Dec 4, 2019 | Dec 4, 2028 | Common Stock | 9,500 | 9,500 | D |
Explanation of responses
- F1Includes 4 additional shares acquired since the reporting person's last report under the Ecolab Stock Purchase Plan, including dividend reinvestment.
- F2The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.