SEC Form 4 · accession 0001179110-18-011337
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry L Berger
Officer — EVP & CTO
Period of report
Sep 10, 2018
Accepted (ET)
Sep 12, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 10, 2018 | S | 9,317 | $153.652 | D | 31,093 | D | |
| Common StockF2 | holding | — | — | — | 70 | I | By Ecolab Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $153.640 to $153.701. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of August 31, 2018. Includes 0.392 UNITS acquired since the reporting person's last report. (The 70.453 UNITS are the equivalent of approximately 129 SHARES of the issuer's Common Stock.)