SEC Form 4 · accession 0001179110-18-010508
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victoria Reich
Director
Period of report
Aug 9, 2018
Accepted (ET)
Aug 10, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2018 | M | 2,200 | $47.475 | A | 20,987 | D | |
| Common Stock | Aug 9, 2018 | M | 4,500 | $47.475 | A | 25,487 | D | |
| Common StockF1 | Aug 9, 2018 | S | 6,700 | $148.395 | D | 18,787 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $47.475 | Aug 9, 2018 | M | 2,200 | D | Aug 5, 2010 | May 6, 2020 | Common Stock | 2,200 | 0 | D |
| Stock Option (Right to Buy)F2 | $47.475 | Aug 9, 2018 | M | 4,500 | D | Aug 5, 2010 | May 6, 2020 | Common Stock | 4,500 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $148.08 to $148.74, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The option was granted on May 6, 2010. It became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant.