SEC Form 4 · accession 0001179110-18-004185
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roberto Inchaustegui
Officer — EVP & Pres-Global Serv & Spec
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2018 | F | 1,223 | $131.18 | D | 22,602 | D | |
| Common StockF2 | holding | — | — | — | 1,620 | I | By Ecolab Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.
- F2Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of February 28, 2018. (The 1,620.173 UNITS are the equivalent of approximately 2,980 SHARES of the issuer's Common Stock.)