SEC Form 4 · accession 0001179110-18-004158
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M Baker Jr.
Officer — Chairman and CEO · Director
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2018 | F | 15,223 | $131.18 | D | 466,115 | D | |
| Common Stock | holding | — | — | — | 14,385 | I | By Wife | |
| Common Stock | holding | — | — | — | 72,850 | I | By Julie M. Baker 2012 Irrevocable Trust | |
| Common Stock | holding | — | — | — | 72,500 | I | By Douglas M. Baker, Jr. 2012 Irrevocable Trust | |
| Common StockF2 | holding | — | — | — | 5,536 | I | By Ecolab Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.
- F2Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of February 28, 2018. (The 5,536.195 UNITS are the equivalent of approximately 10,182 SHARES of the issuer's Common Stock.)