SEC Form 4 · accession 0001179110-18-002756
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roberto Inchaustegui
Officer — EVP & Pres-Global Serv & Spec
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | A | 4,038 | $0.00 | A | 23,825 | D | |
| Common StockF1 | holding | — | — | — | 1,620 | I | By Ecolab Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Feb 21, 2018 | A | 7,312 | A | — | — | Common Stock | 7,312 | 7,312 | D |
Explanation of responses
- F1Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2018. Includes 4.76 UNITS acquired since the reporting person's last report. (The 1,620.173 UNITS are the equivalent of approximately 2,978 SHARES of the issuer's Common Stock.)
- F2Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the second anniversary of the date of grant.