SEC Form 4 · accession 0001179110-18-002754
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Hickey
Officer — EVP & Pres - Global Inst
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2018 | A | 5,384 | $0.00 | A | 48,679 | D | |
| Common StockF2 | holding | — | — | — | 4,026 | I | By Ecolab Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total includes 11.621 shares acquired by the reporting person on January 16, 2018, by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.
- F2Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2018. Includes 13.898 UNITS acquired since the reporting person's last report.(The 4,025.977 UNITS are the equivalent of approximately 7,402 SHARES of the issuer's Common Stock.)