SEC Form 4 · accession 0001179110-18-002752
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Handley
Officer — President and COO
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | A | 8,973 | $0.00 | A | 83,815 | D | |
| Common Stock | holding | — | — | — | 3,276 | I | By child #1 trust | |
| Common Stock | holding | — | — | — | 3,276 | I | By child #2 trust | |
| Common Stock | holding | — | — | — | 40,101 | I | By 2016 GRAT | |
| Common StockF1 | holding | — | — | — | 563 | I | By Ecolab Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2018. Includes 1.648 UNITS acquired since the reporting person's last report.(The 562.839 UNITS are the equivalent of approximately 1,035 SHARES of the issuer's Common Stock.)